Below are links to certain Court documents related to the Settlement.

Complaint

• Third Amended Class Action Complaint

Settlement Agreement

• Tower Research Capital LLC Settlement Agreement

Motion For Preliminary Approval

• Court Order Granting the Motion for Distribution
• Declaration of Vincent Briganti, Esq. In Support of Plaintiffs’ Motion for Preliminary Approval of Class Action With Tower Research Capital LLC
• Class Plaintiffs’ Memorandum in Support of Motion for Preliminary Approval of Class Action Settlement with Tower Research Capital LLC
• Order Preliminarily Approving Class Action Settlement with Tower Research Capital LLC

Final Approval Motion

• Notice of Motion re attorneys fees, expenses and incentive award
• Notice of Motion re Final Approval
• Declaration of J. Wagner re Incentive Award
• Declaration of G. Boutchard re Incentive Award
• Declaration of A. Fata re Fees, Expenses
• Declaration of V. Briganti re Fees, Expenses
• Declaration of S. Straub
• Declaration of Vincent Briganti re Final Approval and Motion for Fees, Expensese and Incentive Award
• Memorandum in support of motion for attorneys fees litigation expenses and an incentive award
• Memorandum in support of motion for final approval
• Motion for attorneys fees, litigation expenses and an incentive award
• Motion for Final Approval of Settlement
• Supplemental Declaration of S. Straub re_Requests for Exclusion
• Administration of Settlement
• Supplemental Declaration of Steven J. Straub on Behalf of A.B. Data LTD
• June 23,2021 - Court Order
• July 16, 2021 - Minute Order Giving Defendant Tower Leave to File Obj to Late Exclusion
• July 23, 2021 - defendant Tower Objection to Request for Exclusion
• July 26, 2021 - Minute Order on Request for Exclusion
• July 30, 2021 - Order awarding Attorney’s fees, Litigation Expenses and Incentive Award
• July 30, 2021 - Order of Settlement